Shipkevich Law Firm has qualified, dynamic attorneys to defend companies and individuals nationwide in investigations and enforcement actions by the CFTC, NFA and state regulators. We are able to work with and defend clients in connection with commodities enforcement investigations and actions covering a wide range of subject matters, including but not limited to:

Insider trading

Accounting and financial disclosure fraud

Hedge fund fraud

Market manipulation and other trading abuses

Foreign Corrupt Practices Act (FCPA)

Research analyst conflicts and disclosures

Investment adviser fraud

Auditor negligence and secondary liability

Broker-dealer operations

Fixed income sales and trading practices

CFTC lawsuits

NFA Business Conduct Committee (BCC) actions

SEC lawsuits

FINRA actions

Unregistered broker-dealers and investment advisers